
Derrière le miroir à sens unique: une plongée profonde dans la technologie de la surveillance d'entreprise – Serveur d’impression
Par Bennett Cyphers et Gennie Gebhart
introduction
Les trackers se cachent dans presque tous les coins de l'Internet d'aujourd'hui, c'est-à-dire presque tous les coins de la vie moderne. La page Web moyenne partage des données avec des dizaines de tiers. L'application mobile moyenne fait de même, et de nombreuses applications collectent des informations très sensibles comme la localisation et les enregistrements d'appels même lorsqu'elles ne sont pas utilisées. Le suivi atteint également le monde physique. Les centres commerciaux utilisent des lecteurs automatiques de plaques d'immatriculation pour suivre le trafic dans leurs parkings, puis partager ces données avec les forces de l'ordre. Les entreprises, les organisateurs de concerts et les campagnes politiques utilisent des balises Bluetooth et WiFi pour effectuer une surveillance passive des personnes dans leur région. Les magasins de détail utilisent la reconnaissance faciale pour identifier les clients, détecter les vols et diffuser des publicités ciblées.
Les entreprises technologiques, les courtiers de données et les annonceurs derrière cette surveillance, et la technologie qui la anime, sont largement invisibles pour l'utilisateur moyen. Les entreprises ont construit un hall de miroirs à sens unique: de l'intérieur, vous ne pouvez voir que les applications, les pages Web, les annonces et vous-même reflétés par les médias sociaux. Mais dans l'ombre derrière la vitre, les trackers prennent tranquillement des notes sur presque tout ce que vous faites. Ces trackers ne sont pas omniscients, mais ils sont répandus et aveugles. Les données qu'ils collectent et dérivent ne sont pas parfaites, mais elles sont néanmoins extrêmement sensibles.
Ce document se concentrera sur le suivi «tiers» d'entreprise: la collecte d'informations personnelles par des entreprises avec lesquelles les utilisateurs n'ont pas l'intention d'interagir. Il mettra en lumière les méthodes techniques et les pratiques commerciales derrière le suivi par des tiers. Pour les journalistes, les décideurs politiques et les consommateurs concernés, nous espérons que ce document démystifiera les principes fondamentaux du suivi par des tiers, expliquera l'ampleur du problème et suggérera des moyens aux utilisateurs et à la législation de lutter contre le statu quo.
La partie 1 décompose les «identifiants», ou les informations que les traqueurs utilisent pour garder une trace de qui est qui sur le Web, sur les appareils mobiles et dans le monde physique. Les identifiants permettent aux trackers de relier les données comportementales à des personnes réelles.
La partie 2 décrit les techniques utilisées par les entreprises pour collecter ces identifiants et autres informations. Il explore également comment les plus grands trackers convainquent d'autres entreprises de les aider à construire des réseaux de surveillance.
La partie 3 explique plus en détail comment et pourquoi des acteurs disparates partagent des informations entre eux. Tous les trackers ne s'engagent pas dans tous les types de tracking. Au lieu de cela, un réseau fragmenté d'entreprises recueille des données dans différents contextes, puis les partage ou les vend pour atteindre des objectifs spécifiques.
Enfin, la partie 4 présente les actions que les consommateurs et les décideurs politiques peuvent entreprendre pour riposter. Pour commencer, les consommateurs peuvent modifier leurs outils et leurs comportements pour bloquer le suivi sur leurs appareils. Les décideurs doivent adopter des lois complètes sur la confidentialité pour limiter le suivi par des tiers.
Contenu
introduction
Suivi interne ou tiers
Que savent-ils?
Partie 1: Dont les données sont-elles de toute façon: comment les trackers lient-ils les données aux gens?
Identifiants sur le Web
Identifiants sur les appareils mobiles
Identifiants du monde réel
Relier les identifiants au fil du temps
Partie 2: Des bits au Big Data: à quoi ressemblent les réseaux de suivi?
Suivi dans les logiciels: sites Web et applications
Suivi passif et réel
Suivi et pouvoir des entreprises
Partie 3: Partage de données: ciblage, courtiers et enchères en temps réel
Enchères en temps réel
Ciblage de groupe et audiences similaires
Courtiers en données
Consommateurs de données
Partie 4: riposter
Sur le Web
Sur les téléphones portables
IRL
Au Parlement
Suivi interne ou tiers
Les plus grandes entreprises sur Internet collectent de grandes quantités de données lorsque les gens utilisent leurs services. Facebook sait qui sont vos amis, ce que vous «aimez» et quels types de contenu vous lisez sur votre fil d'actualité. Google sait ce que vous recherchez et où vous allez lorsque vous naviguez avec Google Maps. Amazon sait ce que vous achetez et ce que vous achetez.
Les données que ces entreprises collectent par le biais de leurs propres produits et services sont appelées «données de première partie». Ces informations peuvent être extrêmement sensibles et les entreprises ont une longue expérience de leur mauvaise gestion. Les données de première partie sont parfois collectées dans le cadre d'un contrat implicite ou explicite: choisissez d'utiliser notre service et vous acceptez de nous laisser utiliser les données que nous collectons pendant que vous le faites. De plus en plus d'utilisateurs comprennent que pour de nombreux services gratuits, ils sont le produit, même s'ils ne l'aiment pas.
Cependant, les entreprises collectent autant d'informations personnelles, sinon plus, sur les personnes qui ne sont pas en utilisant leurs services. Par exemple, Facebook recueille des informations sur les utilisateurs d'autres sites Web et applications avec ses «pixels de conversion» invisibles. De même, Google utilise des données de localisation pour suivre les visites des utilisateurs dans les magasins physiques. Et des milliers d'autres courtiers de données, annonceurs et autres trackers se cachent dans l'arrière-plan de notre navigation Web quotidienne et de l'utilisation de nos appareils. C'est ce qu'on appelle le «suivi tiers». Le suivi tiers est beaucoup plus difficile à identifier sans un œil averti, et il est presque impossible de l'éviter complètement.
Que savent-ils?
De nombreux consommateurs connaissent le potentiel le plus flagrant d'atteinte à la vie privée de leurs appareils. Chaque smartphone est un tracker GPS de poche, diffusant constamment son emplacement à des parties inconnues via Internet. Les appareils connectés à Internet avec caméras et microphones comportent le risque inhérent de conversion en écoutes téléphoniques silencieuses. Et les risques sont réels: les données de localisation ont été mal utilisées dans le passé. Amazon et Google ont tous deux permis aux employés d'écouter de l'audio enregistré par leurs appareils d'écoute à domicile, Alexa et Home. Et des caméras portables orientées vers l'avant ont été utilisées par les écoles pour espionner les élèves chez eux.
Mais ces canaux de surveillance mieux connus ne sont pas les plus courants, ni même nécessairement les plus menaçants pour notre vie privée. Même si nous passons la plupart de nos heures de veille au vu des caméras connectées à Internet de nos appareils, il est extrêmement rare qu’ils enregistrent quoi que ce soit sans l’intention expresse d’un utilisateur. Et pour éviter de violer les lois fédérales et nationales sur l'écoute électronique, les entreprises technologiques s'abstiennent généralement d'écouter secrètement les conversations des utilisateurs. Comme le reste de cet article le montrera, les trackers en apprennent plus qu'assez sur des milliers de sources de données moins spectaculaires. La vérité troublante est que même si Facebook ne vous écoute pas via votre téléphone, c'est simplement parce qu'il n'en a pas besoin.
La menace la plus répandue pour notre vie privée est l'accumulation lente, régulière et implacable de données relativement banales sur la façon dont nous vivons nos vies. Cela inclut des éléments tels que l'historique de navigation, l'utilisation des applications, les achats et les données de géolocalisation. Ces humbles parties peuvent être combinées en un tout exceptionnellement révélateur. Les trackers rassemblent des données sur nos clics, impressions, tapotements et mouvements en tentaculaire profils comportementaux, qui peuvent révéler l'appartenance politique, les convictions religieuses, l'identité et l'activité sexuelles, la race et l'origine ethnique, le niveau d'éducation, la tranche de revenu, les habitudes d'achat et la santé physique et mentale.
Malgré l'abondance d'informations personnelles qu'ils collectent, les sociétés de suivi utilisent fréquemment ces données pour tirer des conclusions inexactes ou erronées. La publicité comportementale est la pratique consistant à utiliser des données sur le comportement d'un utilisateur pour prédire ce qu'il aime, comment il pense et ce qu'il est susceptible d'acheter, et il stimule une grande partie de l'industrie du suivi tiers. Alors que les annonceurs comportementaux ont parfois accès à des informations précises, ils font souvent des généralisations radicales et des suppositions statistiques «mieux que rien». Les utilisateurs voient les résultats lorsque des publicités étrangement précises et ridiculement hors cible les suivent sur le Web. Dans l'industrie du marketing, les trackers utilisent des pétaoctets de données personnelles pour alimenter la lecture numérique du thé. Que les inférences des trackers soient correctes ou non, les données qu'elles collectent représentent une atteinte disproportionnée à la vie privée, et les décisions qu'elles prennent sur la base de ces données peuvent causer des dommages concrets.
Partie 1: Dont les données sont-elles de toute façon: comment les trackers lient-ils les données aux gens?
La plupart des suivis tiers sont conçus pour créer des profils de personnes réelles. Cela signifie que chaque fois qu'un tracker recueille une information, il a besoin d'un identifiant– quelque chose qu'il peut utiliser pour lier ces informations à une personne en particulier. Parfois, un tracker le fait indirectement: en corrélant les données collectées avec un appareil ou un navigateur particulier, qui pourrait à son tour être corrélé à une personne ou peut-être à un petit groupe de personnes comme un ménage.
Pour garder une trace de qui est qui, les trackers ont besoin d'identifiants unique, persistant et disponible. En d'autres termes, un tracker recherche des informations (1) qui pointent seulement à vous ou à votre appareil, (2) qui ne changera pas et (3) auquel il est facilement accessible. Certains identifiants potentiels répondent à ces trois exigences, mais les trackers peuvent toujours utiliser un identifiant qui ne coche que deux de ces trois cases. Et les trackers peuvent combiner plusieurs identifiants faibles pour en créer un seul et fort.
Un identifiant qui coche les trois cases peut être un nom, un e-mail ou un numéro de téléphone. Il peut également s'agir d'un «nom» que le tracker lui-même vous donne, comme «af64a09c2» ou «921972136.1561665654». Ce qui compte le plus pour le tracker, c'est que l'identifiant pointe vers vous et seulement vers vous. Au fil du temps, cela peut créer un profil assez riche sur la personne connue sous le nom de «af64a09c2» – où ils vivent, ce qu'ils lisent, ce qu'ils achètent – qu'un nom conventionnel n'est pas nécessaire. Les trackers peuvent utiliser des identifiants artificiels, tels que les cookies et les identifiants publicitaires pour mobile, pour atteindre les utilisateurs avec des messages ciblés. Et les données qui ne sont pas liées à un vrai nom ne sont pas moins sensibles: les profils «anonymes» d'informations personnelles peuvent presque toujours être liés à de vraies personnes.
Certains types d'identifiants, comme les cookies, sont des fonctionnalités intégrées à la technologie que nous utilisons. D'autres, comme les empreintes digitales des navigateurs, émergent du fonctionnement de ces technologies. Cette section décrira comment les trackers sur le Web et dans les applications mobiles peuvent identifier et attribuer des points de données.
Cette section décrira un échantillon représentatif des identifiants que les trackers tiers peuvent utiliser. Il n'est pas censé être exhaustif; il y a plus de façons pour les trackers d'identifier les utilisateurs que nous pouvons espérer couvrir, et de nouveaux identificateurs émergeront à mesure que la technologie évolue. Les tableaux ci-dessous donnent un bref aperçu de la façon dont chaque type d'identifiant est unique, persistant et disponible.
Identifiants Web | Unique | Persistant | Disponible |
---|---|---|---|
Biscuits | Oui | Jusqu'à ce que l'utilisateur supprime | Dans certains navigateurs sans protection contre le suivi |
adresse IP | Oui | Sur le même réseau, peut persister pendant des semaines ou des mois | Toujours |
État TLS | Oui | Jusqu'à une semaine | Dans la plupart des navigateurs |
Super cookie de stockage local | Oui | Jusqu'à ce que l'utilisateur supprime | Uniquement dans les IFrames tiers; peut être bloqué par des bloqueurs de tracker |
Empreinte digitale du navigateur | Uniquement sur certains navigateurs | Oui | Presque toujours; nécessite généralement un accès JavaScript, parfois bloqué par des bloqueurs de suivi |
Identifiants de téléphone | Unique | Persistant | Disponible |
---|---|---|---|
Numéro de téléphone | Oui | Jusqu'à ce que l'utilisateur change | Facilement disponible auprès des courtiers en données; visible uniquement pour les applications avec des autorisations spéciales |
Numéro IMSI et IMEI | Oui | Oui | Visible uniquement par les applications avec des autorisations spéciales |
Identifiant publicitaire | Oui | Jusqu'à la réinitialisation de l'utilisateur | Oui, à toutes les applications |
Adresse Mac | Oui | Oui | Vers les applications: uniquement avec des autorisations spéciales
Aux trackers passifs: visible sauf si le système d'exploitation effectue une randomisation ou si l'appareil est en mode avion |
Autres identifiants |
Unique | Persistant | Disponible |
---|---|---|---|
Plaque d'immatriculation | Oui | Oui | Oui |
Imprimé visage | Oui | Oui | Oui |
Numéro de Carte de Crédit | Oui | Oui, pendant des mois ou des années | À toutes les entreprises impliquées dans le traitement des paiements |
Identifiants sur le Web
Les navigateurs sont la principale façon dont la plupart des gens interagissent avec le Web. Chaque fois que vous visitez un site Web, le code sur ce site peut entraîner des dizaines voire des centaines de demandes à des tiers cachés. Chaque demande contient plusieurs informations qui peuvent être utilisées pour vous suivre.
Anatomie d'une demande
Presque toutes les données transmises entre votre navigateur et les serveurs des sites Web avec lesquels vous interagissez se présentent sous la forme d'un Requête HTTP. Fondamentalement, votre navigateur demande serveur Web pour le contenu en lui envoyant une URL particulière. Le serveur Web peut répondre avec du contenu, comme du texte ou une image, ou avec un simple accusé de réception de votre demande. Il peut également répondre par un biscuit, qui peut contenir un identifiant unique à des fins de suivi.
Chaque site Web que vous visitez lance des dizaines ou des centaines de demandes différentes. L'URL que vous voyez dans la barre d'adresse de votre navigateur est l'adresse de la première demande, mais des centaines d'autres demandes sont faites en arrière-plan. Ces demandes peuvent être utilisées pour charger des images, du code et des styles, ou simplement pour partager des données.

Parties d'une URL. Le domaine indique à votre ordinateur où envoyer la demande, tandis que le chemin et les paramètres contiennent des informations qui peuvent être interprétées par le serveur récepteur comme il le souhaite.
L'URL elle-même contient quelques informations différentes. Le premier est le domaine, comme «nytimes.com». Cela indique à votre navigateur à quel serveur se connecter. Vient ensuite le chemin, une chaîne à la fin du domaine comme "/section/world.html". Le serveur de nytimes.com choisit la façon d'interpréter le chemin d'accès, mais il spécifie généralement un élément de contenu à servir, dans ce cas, la section des nouvelles du monde. Enfin, certaines URL ont paramètres à la fin sous la forme de "? key1 = value1 & key2 = value2". Les paramètres contiennent généralement des informations supplémentaires sur la demande, notamment les requêtes effectuées par l'utilisateur, le contexte de la page et les identifiants de suivi.

Le chemin d'une demande. Après avoir quitté votre machine, la demande est redirigée par votre routeur vers votre FAI, qui l'envoie via une série de stations de routage intermédiaires dans «Internet». Enfin, elle arrive sur le serveur spécifié par le domaine, qui peut décider comment ( ou si) pour répondre.
L'URL n'est pas tout ce qui est envoyé au serveur. Il y a aussi En-têtes HTTP, qui contiennent des informations supplémentaires sur la demande, telles que la langue et les paramètres de sécurité de votre appareil, l'URL "de référence" et biscuits. Par exemple, le En-tête de l'agent utilisateur identifie le type, la version et le système d'exploitation de votre navigateur. Il existe également des informations de niveau inférieur sur la connexion, notamment adresse IP et état de chiffrement partagé. Certaines demandes contiennent des informations encore plus configurables sous forme de données POST. Les requêtes POST sont un moyen pour les sites Web de partager des blocs de données trop volumineux ou trop lourds pour tenir dans une URL. Ils peuvent contenir à peu près n'importe quoi.
Certaines de ces informations, comme les données URL et POST, sont spécifiquement adaptées à chaque demande individuelle; d'autres parties, comme votre adresse IP et les cookies, sont envoyées automatiquement par votre machine. Presque tout peut être utilisé pour le suivi.

Données incluses avec une demande en arrière-plan. Dans l'image, bien que l'utilisateur ait accédé à fafsa.gov, la page déclenche une demande tierce à facebook.com en arrière-plan. L'URL n'est pas la seule information envoyée au serveur récepteur; Les en-têtes HTTP contiennent des informations telles que votre chaîne d'agent utilisateur et les cookies, et les données POST peuvent contenir tout ce que le serveur veut.
L'animation ci-dessus contient des données que nous avons collectées directement à partir d'une version normale de Firefox. Si vous voulez le vérifier par vous-même, vous le pouvez. Tous les principaux navigateurs ont un mode «inspecteur» ou «développeur» qui permet aux utilisateurs de voir ce qui se passe en arrière-plan, y compris toutes les demandes provenant d'un onglet particulier. Dans Chrome et Firefox, vous pouvez accéder à cette interface avec Crtl + Shift + I (ou ⌘ + Shift + I sur Mac). L'onglet «Réseau» contient un journal de toutes les demandes faites par une page particulière, et vous pouvez cliquer sur chacune pour voir où elle va et quelles informations elle contient.
Identifiants partagés automatiquement
Certaines informations identifiables sont partagées automatiquement avec chaque demande. C'est soit par nécessité – comme avec les adresses IP, qui sont requises par les protocoles sous-jacents qui alimentent Internet – soit par conception – comme avec les cookies. Les trackers n'ont pas besoin de faire autre chose que de déclencher une demande, tout demande, afin de collecter les informations décrites ici.

Chaque fois que vous visitez un site Web en tapant une URL ou en cliquant sur un lien, votre ordinateur fait une demande au serveur de ce site Web (le «premier parti»). Il peut également faire des dizaines ou des centaines de demandes à d'autres serveurs, dont beaucoup peuvent être en mesure de vous suivre.
Biscuits
L'outil le plus courant pour le suivi tiers est le Cookie HTTP. Un cookie est un petit morceau de texte stocké dans votre navigateur, associé à un domaine particulier. Les cookies ont été inventés pour aider les propriétaires de sites Web à déterminer si un utilisateur avait déjà visité leur site, ce qui les rend idéaux pour le suivi comportemental. Voici comment ils fonctionnent.
La première fois que votre navigateur fait une demande à un domaine (comme www.facebook.com), le serveur peut joindre un Set-Cookie en-tête de sa réponse. Cela indiquera à votre navigateur de stocker la valeur souhaitée par le site Web, par exemple, `c_user:" 100026095248544 "` (un véritable cookie Facebook provenant du navigateur de l'auteur). Ensuite, chaque fois que votre navigateur fera une demande à www.facebook.com à l'avenir, il enverra le cookie qui a été défini précédemment. De cette façon, chaque fois que Facebook reçoit une demande, il sait de quel utilisateur ou appareil individuel il provient.

La première fois qu'un navigateur fait une demande à un nouveau serveur, le serveur peut répondre avec un en-tête «Set-Cookie» qui stocke un cookie de suivi dans le navigateur.
Tous les cookies ne sont pas un tracker. Les cookies sont également la raison pour laquelle vous n'avez pas à vous connecter à chaque fois que vous visitez un site Web, ainsi que la raison pour laquelle votre panier ne se vide pas si vous quittez un site Web au milieu des achats. Les cookies ne sont qu'un moyen de partager des informations de votre navigateur vers le site Web que vous visitez. Cependant, ils sont conçus pour pouvoir transporter des informations de suivi, et le suivi par des tiers est leur utilisation la plus notoire.
Heureusement, les utilisateurs peuvent exercer un contrôle important sur la façon dont leurs navigateurs gèrent les cookies. Chaque navigateur principal dispose d'un paramètre facultatif pour désactiver les cookies tiers (bien qu'il soit généralement désactivé par défaut.) De plus, Safari et Firefox ont récemment commencé à restreindre l'accès aux cookies tiers pour les domaines qu'ils jugent être des trackers. À la suite de ce «jeu du chat et de la souris» entre les trackers et les méthodes pour les bloquer, les trackers tiers commencent à ne plus se fier uniquement aux cookies pour identifier les utilisateurs et évoluent pour s'appuyer sur d'autres identifiants.
Les cookies sont toujours uniques et ils persistent normalement jusqu'à ce qu'un utilisateur les efface manuellement. Les cookies sont toujours disponibles pour les trackers dans les versions non modifiées de Chrome, mais les cookies tiers ne sont plus disponibles pour de nombreux trackers dans Safari et Firefox. Les utilisateurs peuvent toujours bloquer eux-mêmes les cookies avec des extensions de navigateur.
Adresse IP
Chaque demande que vous faites sur Internet contient votre adresse IP, un identifiant temporaire unique sur votre appareil. Bien qu'il soit unique, il n'est pas nécessairement persistant: votre adresse IP change à chaque fois que vous passez à un nouveau réseau (par exemple, de la maison au travail à un café). Grâce au fonctionnement des adresses IP, cela peut changer même si vous restez connecté au même réseau.
Il existe deux types d'adresses IP largement utilisées, appelées IPv4 et IPv6. IPv4 est une technologie antérieure au Web d'une décennie. Il a été conçu pour un Internet utilisé par seulement quelques centaines d'institutions, et il n'y a aujourd'hui qu'environ 4 milliards d'adresses IPV4 dans le monde pour desservir plus de 22 milliards d'appareils connectés. Même ainsi, plus de 70% du trafic Internet utilise toujours IPv4.
En conséquence, les adresses IPv4 utilisées par les appareils grand public sont constamment réaffectées. Lorsqu'un appareil se connecte à Internet, son fournisseur de services Internet (FAI) lui donne un «bail» sur une adresse IPv4. Cela permet à l'appareil d'utiliser une seule adresse pendant quelques heures ou quelques jours. Lorsque le bail est terminé, le FAI peut décider de prolonger le bail ou de lui accorder une nouvelle adresse IP. Si un appareil reste sur le même réseau pendant des périodes prolongées, son adresse IP peut changer toutes les quelques heures – ou elle peut ne pas changer pendant des mois.
Les adresses IPv6 n'ont pas le même problème de rareté. Ils ne avoir besoin à changer, mais grâce à une extension préservant la confidentialité de la norme technique, la plupart des appareils génèrent une nouvelle adresse IPv6 aléatoire toutes les quelques heures ou quelques jours. Cela signifie que les adresses IPv6 peuvent être utilisées pour le suivi à court terme ou pour relier d'autres identifiants, mais ne peuvent pas être utilisées comme identifiants à long terme autonomes.
Les adresses IP ne sont pas des identifiants parfaits en soi, mais avec suffisamment de données, les trackers peuvent les utiliser pour créer des profils d'utilisateurs à long terme, y compris des relations de mappage entre les appareils. Vous pouvez masquer votre adresse IP aux trackers tiers en utilisant un VPN de confiance ou le navigateur Tor.
Les adresses IP sont toujours uniques et toujours disponibles pour les trackers, sauf si un utilisateur se connecte via un VPN ou Tor. Ni les adresses IPv4 ni IPv6 ne sont garanties pour durer plus de quelques jours, bien que les adresses IPv4 puissent persister pendant plusieurs mois.
État TLS
Aujourd'hui, la plupart du trafic sur le Web est crypté à l'aide de Transport Layer Security ou TLS. Chaque fois que vous vous connectez à une URL commençant par «https: //», vous vous connectez à l'aide de TLS. C'est une très bonne chose. La connexion cryptée fournie par TLS et HTTPS empêche les FAI, les pirates et les gouvernements d'espionner le trafic Web et garantit que les données ne sont pas interceptées ou modifiées sur le chemin de leur destination.
Cependant, cela ouvre également de nouvelles façons pour les trackers d'identifier les utilisateurs. TLS ID de session et billets de session sont des identifiants cryptographiques qui aident à accélérer les connexions cryptées. Lorsque vous vous connectez à un serveur via HTTPS, votre navigateur démarre une nouvelle Session TLS avec le serveur.
La configuration de la session implique des travaux cryptographiques coûteux, de sorte que les serveurs n'aiment pas le faire plus souvent qu'ils ne le doivent. Au lieu d'effectuer une «négociation» cryptographique complète entre le serveur et votre navigateur chaque fois que vous vous reconnectez, le serveur peut envoyer à votre navigateur un ticket de session qui code une partie de l'état de cryptage partagé. La prochaine fois que vous vous connectez au même serveur, votre navigateur envoie le ticket de session, permettant aux deux parties de sauter la poignée de main. Le seul problème avec cela est que le ticket de session peut être exploité par les trackers comme un identifiant unique.
Le suivi des sessions TLS n'a été porté à l'attention du public que récemment dans un article académique, et il n'est pas clair à quel point son utilisation est répandue dans la nature.
Comme les adresses IP, les tickets de session sont toujours uniques. Ils sont disponibles sauf si le navigateur de l'utilisateur est configuré pour les rejeter, comme l'est Tor. Les opérateurs de serveur peuvent généralement configurer les tickets de session pour qu'ils persistent jusqu'à une semaine, mais les navigateurs les réinitialisent après un certain temps.
Identifiants créés par les trackers
Parfois, les trackers basés sur le Web veulent utiliser des identifiants au-delà des seules adresses IP (qui ne sont pas fiables et non persistantes), des cookies (qu'un utilisateur peut effacer ou bloquer) ou l'état TLS (qui expire dans les heures ou les jours). Pour ce faire, les trackers doivent faire un peu plus d'efforts. Ils peuvent utiliser Javascript pour enregistrer et charger des données dans stockage local ou effectuer empreintes digitales du navigateur.
«Cookies» de stockage local et IFrames
Le stockage local est un moyen pour les sites Web de stocker des données dans un navigateur pendant de longues périodes. Le stockage local peut aider un éditeur de texte basé sur le Web à enregistrer vos paramètres ou à autoriser un jeu en ligne à enregistrer vos progrès. Comme les cookies, le stockage local permet aux trackers tiers de créer et d'enregistrer des identifiants uniques dans votre navigateur.
Tout comme les cookies, les données stockées localement sont associées à un domaine spécifique. Cela signifie que si example.com définit une valeur dans votre navigateur, seules les pages Web example.com et IFrames peut y accéder. Un IFrame est comme une petite page Web dans une page Web. Dans un IFrame, un domaine tiers peut faire presque tout ce qu'un domaine propriétaire peut faire. Par exemple, les vidéos YouTube intégrées sont créées à l'aide d'IFrames; chaque fois que vous voyez une vidéo YouTube sur un site autre que YouTube, elle s'exécute à l'intérieur d'une petite page sur une page. Pour la plupart, votre navigateur traite la YouTube IFrame comme une page Web à part entière, lui donnant la permission de lire et d'écrire sur le stockage local de YouTube. Effectivement, YouTube utilise ce stockage pour enregistrer un «identifiant d'appareil» unique et suivre les utilisateurs sur n'importe quelle page avec une vidéo intégrée.
Les «cookies» de stockage local sont uniques et persistent jusqu'à ce qu'un utilisateur efface manuellement le stockage de son navigateur. Ils ne sont disponibles que pour les trackers qui sont capables d'exécuter du code JavaScript dans un IFrame tiers. Toutes les mesures de blocage des cookies ne prennent pas en compte les cookies de stockage local, de sorte que les cookies de stockage local peuvent parfois être disponibles pour les trackers pour lesquels l'accès normal aux cookies est bloqué.
Empreinte digitale
L'empreinte digitale du navigateur est l'une des formes de suivi sur le Web les plus complexes et les plus insidieuses. Une empreinte digitale de navigateur consiste en un ou plusieurs attributs qui, seuls ou combinés, identifient de manière unique un navigateur individuel sur un appareil individuel. Habituellement, les données qui entrent dans une empreinte digitale sont des choses que le navigateur ne peut pas aider à exposer, car elles ne sont qu'une partie de la façon dont il interagit avec le Web. Il s'agit notamment des informations envoyées avec la demande faite chaque fois que le navigateur visite un site, ainsi que des attributs qui peuvent être découverts en exécutant JavaScript sur la page. Les exemples incluent la résolution de votre écran, la version spécifique du logiciel que vous avez installé et votre fuseau horaire. Toutes les informations que votre navigateur expose aux sites Web que vous visitez peuvent être utilisées pour aider à assembler une empreinte digitale de navigateur. Vous pouvez avoir une idée de l'empreinte digitale de votre navigateur avec le projet Panopticlick d'EFF.
La fiabilité des empreintes digitales est un sujet de recherche active et doit être mesurée par rapport aux technologies Web en constante évolution. Cependant, il est clair que les nouvelles techniques augmentent la probabilité d'identification unique, et le nombre de sites qui utilisent les empreintes digitales augmente également. Un rapport récent a révélé qu'au moins un tiers des 500 premiers sites visités par les Américains utilisent une certaine forme d'empreinte digitale du navigateur. La prévalence des empreintes digitales sur les sites varie également considérablement selon la catégorie de site Web.
Les chercheurs ont trouvé empreintes digitales sur toile techniques pour être particulièrement efficaces pour l'identification du navigateur. le Toile HTML est une fonctionnalité de HTML5 qui permet aux sites Web de rendre des graphiques complexes à l'intérieur d'une page Web. Il est utilisé pour des jeux, des projets artistiques et certains des plus beaux sites du Web. Parce qu'il est si complexe et gourmand en performances, il fonctionne un peu différemment sur chaque appareil. L'empreinte digitale de la toile en profite.

Empreintes digitales sur toile. Un tracker rend les formes, les graphiques et le texte dans différentes polices, puis calcule un «hachage» des pixels qui sont dessinés. Le hachage sera différent sur les appareils avec même de légères différences de matériel, de micrologiciel ou de logiciel.
Un outil de suivi peut créer un élément "canevas" invisible pour l'utilisateur, rendre une forme ou une chaîne de texte compliquée à l'aide de JavaScript, puis extraire des données sur la façon dont chaque pixel du canevas est rendu. Le système d'exploitation, la version du navigateur, la carte graphique, la version du micrologiciel, la version du pilote graphique et les polices installées sur votre ordinateur affectent tous le résultat final.
Aux fins des empreintes digitales, les caractéristiques individuelles ne sont presque jamais mesurées isolément. Les trackers sont plus efficaces pour identifier un navigateur lorsqu'ils combinent plusieurs caractéristiques ensemble, assemblant les bits d'informations laissés dans un ensemble cohérent. Même si une caractéristique, comme une empreinte digitale de toile, ne suffit pas à elle seule pour identifier votre navigateur, elle peut généralement être combinée avec d'autres – votre langue, votre fuseau horaire ou vos paramètres de navigateur – afin de vous identifier. Et l'utilisation d'une combinaison de simples informations est beaucoup plus efficace que vous ne le pensez.
Les empreintes digitales sont souvent, mais pas toujours, uniques. Certains navigateurs, comme Tor et Safari, sont spécifiquement conçus pour que leurs utilisateurs soient plus susceptibles de se ressembler, ce qui supprime ou limite l'efficacité des empreintes digitales du navigateur. Les empreintes digitales du navigateur ont tendance à persister tant qu'un utilisateur dispose du même matériel et logiciel: il n'y a aucun paramètre avec lequel vous pouvez jouer pour «réinitialiser» votre empreinte digitale. Et les empreintes digitales sont généralement disponibles pour tout tiers qui peut exécuter JavaScript dans votre navigateur.
Identifiants sur les appareils mobiles
Les smartphones, les tablettes et les lecteurs de livres électroniques ont généralement des navigateurs Web qui fonctionnent de la même manière que les navigateurs de bureau. Cela signifie que ces types d'appareils connectés sont sensibles à tous les types de suivi décrits dans la section ci-dessus.
Cependant, les appareils mobiles sont différents de deux grandes manières. Tout d'abord, les utilisateurs doivent généralement se connecter avec un compte Apple, Google ou Amazon pour profiter pleinement des fonctionnalités des appareils. Cela relie les identifiants des appareils à une identité de compte et facilite le profilage du comportement des utilisateurs par ces puissants acteurs de l'entreprise. Par exemple, pour enregistrer votre adresse personnelle et professionnelle dans Google Maps, vous devez activer "Activité Web et applications" de Google, ce qui lui permet d'utiliser votre position, l'historique de recherche et l'activité de l'application pour cibler les annonces.
Deuxièmement, et c'est tout aussi important, la plupart des gens passent la plupart de leur temps sur leur appareil mobile dans des applications en dehors du navigateur. Les trackers dans les applications ne peuvent pas accéder aux cookies de la même manière que les trackers basés sur le Web. Mais en tirant parti du fonctionnement des systèmes d'exploitation mobiles, les outils de suivi des applications peuvent toujours accéder à des identificateurs uniques qui leur permettent de lier l'activité à votre appareil. De plus, les téléphones mobiles, en particulier ceux qui exécutent les systèmes d'exploitation Android et iOS, ont accès à un ensemble unique d'identifiants qui peuvent être utilisés pour le suivi.
Dans l'écosystème mobile, la plupart du suivi se fait au moyen de kits de développement de logiciels tiers ou SDK. Un SDK est une bibliothèque de code que les développeurs d'applications peuvent choisir d'inclure dans leurs applications. Pour la plupart, les SDK fonctionnent comme les ressources Web que les tiers exploitent, comme expliqué ci-dessus: ils permettent à un tiers de connaître votre comportement, votre appareil et d'autres caractéristiques. Un développeur d'applications qui souhaite utiliser un service d'analyse tiers ou diffuser des annonces tierces télécharge un morceau de code, par exemple, sur Google ou Facebook. Le développeur inclut ensuite ce code dans la version publiée de son application. Le code tiers a ainsi accès à toutes les données de l'application, y compris les données protégées derrière les autorisations accordées à l'application, telles que l'emplacement ou l'accès à la caméra.
Sur le Web, les navigateurs imposent une distinction entre les ressources «propriétaires» et «tierces». That allows them to put extra restrictions on third-party content, like blocking their access to browser storage. In mobile apps, this distinction doesn’t exist. You can’t grant a privilege to an app without granting the same privilege to all the third party code running inside it.
Les numéros de téléphone
The phone number is one of the oldest unique numeric identifiers, and one of the easiest to understand. Each number is unique to a particular device, and numbers don’t change often. Users are encouraged to share their phone numbers for a wide variety of reasons (e.g., account verification, electronic receipts, and loyalty programs in brick-and-mortar stores). Thus, data brokers frequently collect and sell phone numbers. But phone numbers aren’t easy to access from inside an app. On Android, phone numbers are only available to third-party trackers in apps that have been granted certain permissions. iOS prevents apps from accessing a user’s phone number at all.
Phone numbers are unique and persistent, but usually not available to third-party trackers in most apps.
Hardware identifiers: IMSI and IMEI
Every device that can connect to a mobile network is assigned a unique identifier called an International Mobile Subscriber Identity (IMSI) number. IMSI numbers are assigned to users by their mobile carriers and stored on SIM cards, and normal users can’t change their IMSI without changing their SIM. This makes them ideal identifiers for tracking purposes.
Similarly, every mobile device has an International Mobile Equipment Identity (IMEI) number “baked” into the hardware. You can change your SIM card and your phone number, but you can’t change your IMEI without buying a new device.
IMSI numbers are shared with your cell provider every time you connect to a cell tower—which is all the time. As you move around the world, your phone sends out pings to nearby towers to request information about the state of the network. Your phone carrier can use this information to track your location (to varying degrees of accuracy). This is not quite third-party tracking, since it is perpetrated by a phone company that you have a relationship with, but regardless many users may not realize that it’s happening.
Software and apps running on a mobile phone can also access IMSI and IMEI numbers, though not as easily. Mobile operating systems lock access to hardware identifiers behind permissions that users must approve and can later revoke. For example, starting with Android Q, apps need to request the “READ_PRIVILEGED_PHONE_STATE” permission in order to read non-resettable IDs. On iOS, it’s not possible for apps to access these identifiers at all. This makes other identifiers more attractive options for most app-based third-party trackers. Like phone numbers, IMSI and IMEI numbers are unique and persistent, but not readily available, as most trackers have a hard time accessing them.
Advertising IDs
An advertising ID is a long, random string of letters and numbers that uniquely identifies a mobile device. Advertising IDs aren’t part of any technical protocols, but are built in to the iOS and Android operating systems.
Ad IDs on mobile phones are analogous to cookies on the Web. Instead of being stored by your browser and shared with trackers on different websites like cookies, ad IDs are stored by your phone and shared with trackers in different apps. Ad IDs exist for the sole purpose of helping behavioral advertisers link user activity across apps on a device.
Unlike IMSI or IMEI numbers, ad IDs can be changed and, on iOS, turned off completely. Ad IDs are enabled by default on both iOS and Android, and are available to all apps without any special permissions. On both platforms, the ad ID does not reset unless the user does so manually.
Both Google and Apple encourage developers to use ad IDs for behavioral profiling in lieu of other identifiers like IMEI or phone number. Ostensibly, this gives users more control over how they are tracked, since users can reset their identifiers by hand if they choose. However, in practice, even if a user goes to the trouble to reset their ad ID, it’s very easy for trackers to identify them across resets by using other identifiers, like IP address or in-app storage. Android’s developer policy instructs trackers not to engage in such behavior, but the platform has no technical safeguards to stop it. In February 2019, a study found that over 18,000 apps on the Play store were violating Google’s policy.
Ad IDs are unique, and available to all apps by default. They persist until users manually reset them. That makes them very attractive identifiers for surreptitious trackers.
MAC addresses
Every device that can connect to the Internet has a hardware identifier called a Media Access Control (MAC) address. MAC addresses are used to set up the initial connection between two wireless-capable devices over WiFi or Bluetooth.
MAC addresses are used by all kinds of devices, but the privacy risks associated with them are heightened on mobile devices. Websites and other servers you interact with over the Internet can’t actually see your MAC address, but any networking devices in your area can. In fact, you don’t even have to connect to a network for it to see your MAC address; being nearby is enough.
Voici comment ça fonctionne. In order to find nearby Bluetooth devices and WiFi networks, your device is constantly sending out short radio signals called probe requests. Each probe request contains your device’s unique MAC address. If there is a WiFi hotspot in the area, it will hear the probe and send back its own “probe response,” addressed with your device’s MAC, with information about how you can connect to it.
But other devices in the area can see and intercept the probe requests, too. This means that companies can set up wireless “beacons” that silently listen for MAC addresses in their vicinity, then use that data to track the movement of specific devices over time. Beacons are often set up in businesses, at public events, and even in political campaign yard signs. With enough beacons in enough places, companies can track users’ movement around stores or around a city. They can also identify when two people are in the same location and use that information to build a social graph.

In order to find nearby Bluetooth devices and WiFi networks, your device is constantly sending out short radio signals called probe requests. Each probe request contains your device’s unique MAC address. Companies can set up wireless “beacons” that silently listen for MAC addresses in their vicinity, then use that data to track the movement of specific devices over time.
This style of tracking can be thwarted with Adresse Mac randomization. Instead of sharing its true, globally unique MAC address in probe requests, your device can make up a new, random, “spoofed” MAC address to broadcast each time. This makes it impossible for passive trackers to link one probe request to another, or to link them to a particular device. Luckily, the latest versions of iOS and Android both include MAC address randomization by default.
MAC address tracking remains a risk for laptops, older phones, and other devices, but the industry is trending towards more privacy-protective norms.
Hardware MAC addresses are globally unique. They are also persistent, not changing for the lifetime of a device. They are not readily available to trackers in apps, but are available to passive trackers using wireless beacons. However, since many devices now obfuscate MAC addresses by default, they are becoming a less reliable identifier for passive tracking.
Real-world identifiers
Many electronic device identifiers can be reset, obfuscated, or turned off by the user. But real-world identifiers are a different story: it’s illegal to cover your car’s license plate while driving (and often while parked), and just about impossible to change biometric identifiers like your face and fingerprints.
License plates
Every car in the United States is legally required to have a license plate that is tied to their real-world identity. As far as tracking identifiers go, license plate numbers are about as good as it gets. They are easy to spot and illegal to obfuscate. They can’t be changed easily, and they follow most people wherever they go.
Automatic license plate readers, or ALPRs, are special-purpose cameras that can automatically identify and record license plate numbers on passing cars. ALPRs can be installed at fixed points, like busy intersections or mall parking lots, or on other vehicles like police cars. Private companies operate ALPRs, use them to amass vast quantities of traveler location data, and sell this data to other businesses (as well as to police).
Unfortunately, tracking by ALPRs is essentially unavoidable for people who drive. It’s not legal to hide or change your license plate, and since most ALPRs operate in public spaces, it’s extremely difficult to avoid the devices themselves.
License plates are unique, available to anyone who can see the vehicle, and extremely persistent. They are ideal identifiers for gathering data about vehicles and their drivers, both for law enforcement and for third-party trackers.
Face biometrics
Faces are another class of unique identifier that are extremely attractive to third-party trackers. Faces are unique and highly inconvenient to change. Luckily, it’s not illegal to hide your face from the general public, but it is impractical for most people to do so.
Everyone’s face is unique, available, and persistent. However, current face recognition software will sometimes confuse one face for another. Furthermore, research has shown that algorithms are much more prone to making these kinds of errors when identifying people of color, women, and older individuals.
Facial recognition has already seen widespread deployment, but we are likely just beginning to feel the extent of its impact. In the future, facial recognition cameras may be in stores, on street corners, and docked on computer-aided glasses. Without strong privacy regulations, average people will have virtually no way to fight back against pervasive tracking and profiling via facial recognition.
Credit/debit cards
Credit card numbers are another excellent long-term identifier. While they can be cycled out, most people don’t change their credit card numbers nearly as often as they clear their cookies. Additionally, credit card numbers are tied directly to real names, and anyone who receives your credit card number as part of a transaction also receives your legal name.
What most people may not understand is the amount of hidden third parties involved with each credit card transaction. If you buy a widget at a local store, the store probably contracts with a payment processor who provides card-handling services. The transaction also must be verified by your bank as well as the bank of the card provider. The payment processor in turn may employ other companies to validate its transactions, and all of these companies may receive information about the purchase. Banks and other financial institutions are regulated by the Gramm-Leach-Bliley Act, which mandates data security standards, requires them to disclose how user data is shared, and gives users the right to opt out of sharing. However, other financial technology companies, like payment processors and data aggregators, are significantly less regulated.
Linking identifiers over time
Often, a tracker can’t rely on a single identifier to act as a stable link to a user. IP addresses change, people clear cookies, ad IDs can be reset, and more savvy users might have “burner” phone numbers and email addresses that they use to try to separate parts of their identity. When this happens, trackers don’t give up and start a new user profile from scratch. Instead, they typically combine several identifiers to create a unified profile. This way, they are less likely to lose track of the user when one identifier or another changes, and they can link old identifiers to new ones over time.
Trackers have an advantage here because there are so many different ways to identify a user. If a user clears their cookies but their IP address doesn’t change, linking the old cookie to the new one is trivial. If they move from one network to another but use the same browser, a browser fingerprint can link their old session to their new one. If they block third-party cookies and use a hard-to-fingerprint browser like Safari, trackers can use first-party cookie sharing in combination with TLS session data to build a long-term profile of user behavior. In this cat-and-mouse game, trackers have technological advantages over individual users.
Part 2: From bits to Big Data: What do tracking networks look like?
In order to track you, most tracking companies need to convince website or app developers to include custom tracking code in their products. That’s no small thing: tracking code can have a number of undesirable effects for publishers. It can slow down software, annoy users, and trigger regulation under laws like GDPR. Yet the largest tracking networks cover vast swaths of the Web and the app stores, collecting data from millions of different sources all the time. In the physical world, trackers can be found in billboards, retail stores, and mall parking lots. So how and why are trackers so widespread? In this section, we’ll talk about what tracking networks look like in the wild.

Top trackers on the Web, ranked by the proportion of web traffic that they collect data from. Google collects data about over 80% of measured web traffic. Source: WhoTracks.me, by Cliqz GBMH.
Tracking in software: Websites and Apps
Ad networks

Each ad your browser loads may come from a different advertising server, and each server can build its own profile of you based on your activity. Each time you connect to that server, it can use a cookie to link that activity to your profile.
The dominant market force behind third-party tracking is the advertising industry, as discussed below in Part 3. So it’s no surprise that online ads are one of the primary vectors for data collection. In the simplest model, a single third-party ad network serves ads on a number of websites. Each publisher that works with the ad network must include a small snippet of code on their website that will load an ad from the ad server. This triggers a request to the ad server each time a user visits one of the cooperating sites, which lets the ad server set third-party cookies into users’ browsers and track their activity across the network. Similarly, an ad server might provide an ad-hosting software development kit (SDK) for mobile app developers to use. Whenever a user opens an app that uses the SDK, the app makes a request to the ad server. This request can contain the advertising ID for the user’s device, thus allowing the ad server to profile the user’s activity across apps.
In reality, the online ad ecosystem is even more complicated. Ad Échanges host “real time auctions” for individual ad impressions on web pages. In the process, they may load code from several other third-party advertising providers, and may share data about each impression with many potential advertisers participating in the auction. Each ad you see might be responsible for sharing data with dozens of trackers. We’ll go into more depth about Real Time Bidding and other data-sharing activities in Part 3.
Analytics and tracking pixels
Tracking code often isn’t associated with anything visible to users, like a third-party ad. On the web, a significant portion of tracking happens via invisible, 1-pixel-by-1-pixel “images” that exist only to trigger requests to the trackers. These “tracking pixels” are used by many of the most prolific data collectors on the web, including Google Analytics, Facebook, Amazon, and DoubleVerify.
When website owners install a third party’s tracking pixels, they usually do so in exchange for access to some of the data the third party collects. For example, Google Analytics and Chartbeat use pixels to collect information, and offer website owners and publishers insights about what kinds of people are visiting their sites. Going another level deeper, advertising platforms like Facebook also offer “conversion pixels,” which allow publishers to keep track of how many click-throughs their own third-party ads are getting.
The biggest players in web-based analytics offer similar services to mobile apps. Google Analytics and Facebook are two of the most popular SDKs on both Android and iOS. Like their counterparts on the Web, these services silently collect information about users of mobile apps and then share some of that information with the app developers themselves.
Mobile third-party trackers convince app developers to install their SDKs by providing useful features like analytics or single sign-on. SDKs are just big blobs of code that app developers add to their projects. When they compile and distribute an app, the third-party code ships with it. Unlike Web-based tools, analytics services in mobile apps don’t need to use “pixels” or other tricks to trigger third-party requests.
Another class of trackers work on behalf of advertisers rather than first-party sites or apps. These companies work with advertisers to monitor where, how, and to whom their ads are being served. They often don’t work with first-party publishers at all; in fact, their goal is to gather data about publishers as well as users.
DoubleVerify is one of the largest such services. Third-party advertisers inject DoubleVerify code alongside their ads, and DoubleVerify estimates whether each impression is coming from a real human (as opposed to a bot), whether the human is who the advertiser meant to target, and whether the page around the ad is “brand safe.” According to its privacy policy, the company measures “how long the advertisement was displayed in the consumer’s browser” and “the display characteristics of the ad on the consumer’s browser.” In order to do all that, DoubleVerify gathers detailed data about users’ browsers; it is by far the largest source of third-party browser fingerprinting on the web. It collects location data, including data from other third-party sources, to try to determine whether a user is viewing an ad in the geographic area that the advertiser targeted.
Other companies in the space include Adobe, Oracle, and Comscore.
Embedded media players
Sometimes, third-party trackers serve content that users actually want to see. On the web, embedding third-party content is extremely common for blogs and other media sites. Some examples include video players for services like YouTube, Vimeo, Streamable, and Twitter, and audio widgets for Soundcloud, Spotify, and podcast-streaming services. These media players nearly always run inside IFrames, and therefore have access to local storage and the ability to run arbitrary JavaScript. This makes them well-suited to tracking users as well.
Social media widgets
Social media companies provide a variety of services to websites, such as Facebook Like buttons and Twitter Share buttons. These are often pitched as ways for publishers to improve traffic numbers on their own platforms as well as their presence on social media. Like and Share buttons can be used for tracking in the same way that pixels can: the “button” is really an embedded image which triggers a request to the social media company’s server.
More sophisticated widgets, like comment sections, work more like embedded media players. They usually come inside of IFrames and enjoy more access to users’ browsers than simple pixels or images. Like media players, these widgets are able to access local storage and run JavaScript in order to compute browser fingerprints.
Finally, the biggest companies (Facebook and Google in particular) offer account management services to smaller companies, like “Log in with Google.” These services, known as “single sign-on,” are attractive to publishers for several reasons. Independent websites and apps can offload the work of managing user accounts to the big companies. Users have fewer username/password pairs to remember, and less frequently go through annoying sign up/log-in flows. But for users, there is a price: account management services allow log-in providers to act as a third party and track their users’ activity on tout of the services they log into. Log-in services are more reliable trackers than pixels or other simple widgets because they force users to confirm their identity.
CAPTCHAs
CAPTCHAs are a technology that attempts to separate users from robots. Publishers install CAPTCHAs on pages where they want to be particularly careful about blocking automated traffic, like sign-up forms and pages that serve particularly large files.
Google’s ReCAPTCHA is the most popular CAPTCHA technology on the web. Every time you connect to a site that uses recaptcha, your browser connects to a *.google.com domain in order to load the CAPTCHA resources and shares all associated cookies with Google. This means that its CAPTCHA network is another source of data that Google can use to profile users.
While older CAPTCHAs asked users to read garbled text or click on pictures of bikes, the new ReCAPTCHA v3 records “interactions with the website” and silently guesses whether a user is human. ReCAPTCHA scripts don’t send raw interaction data back to Google. Rather, they generate something akin to a behavioral fingerprint, which summarizes the way a user has interacted with a page. Google feeds this into a machine-learning model to estimate how likely the user is to be human, then returns that score to the first-party website. In addition to making things more convenient for users, this newer system benefits Google in two ways. First, it makes CAPTCHAS invisible to most users, which may make them less aware that Google (or anyone) is collecting data about them. Second, it leverages Google’s huge set of behavioral data to cement its dominance in the CAPTCHA market, and ensures that any future competitors will need their own tranches of interaction data in order to build tools that work in a similar way.
Session replay services
Session replay services are tools that website or app owners can install in order to actually record how users interact with their services. These services operate both on websites and in apps. They log keystrokes, mouse movements, taps, swipes, and changes to the page, then allow first-party sites to “re-play” individual users’ experiences after the fact. Often, users are given no indication that their actions are being recorded and shared with third parties.
These creepy tools create a massive risk that sensitive data, like medical information, credit card numbers, or passwords, will be recorded and leaked. The providers of session replay services usually leave it up to their clients to designate certain data as off-limits. But for clients, the process of filtering out sensitive information is subtle, painstaking, and time-consuming, and it clashes with replay services’ promises to get set up “in a matter of seconds.” As a result, independent auditing has found that sensitive data ends up in the recordings, and that session replay service providers often fail to secure that data appropriately.
Passive, real-world tracking
WiFi hotspots and wireless beacons
Many consumer devices emit wireless “probe” signals, and many companies install commercial beacons that intercept these probes all over the physical world. Some devices randomize the unique MAC address device identifiers they share in probes, protecting themselves from passive tracking, but not all do. And connecting to an open WiFi network or giving an app Bluetooth permissions always opens a device up to tracking.
As we discussed above, WiFi hotspots, wireless beacons, and other radio devices can be used to “listen” for nearby devices. Companies like Comcast (which provides XFinity WiFi) and Google (which provides free WiFi in Starbucks and many other businesses) have WiFi hotspots installed all over the world; Comcast alone boasts over 18 million XFinity WiFi installations. Dozens of other companies that you likely haven’t heard of provide free WiFi to coffee shops, restaurants, events, and hotels.
Companies also pay to install wireless beacons in real-world businesses and public spaces. Bluetooth-enabled beacons have been installed around retail stores, at political rallies, in campaign lawn signs, and on streetlight poles.
Wireless beacons are capable of tracking on two levels. First, and most concerning, wireless beacons can passively monitor the “probes” that devices send out all the time. If a device is broadcasting its hardware MAC address, companies can use the probes they collect to track its user’s movement over time.

WiFi hotspots and bluetooth beacons can listen for probes that wireless devices send out automatically. Trackers can use each device’s MAC address to create a profile of it based on where they’ve seen that device.
Second, when a user connects to a WiFi hotspot or to a Bluetooth beacon, the controller of the hotspot or beacon can connect the device’s MAC address to additional identifiers like IP address, cookies, and ad ID. Many WiFi hotspot operators also use a sign-in page to collect information about users’ real names or email addresses. Then, when users browse the web from that hotspot, the operator can collect data on all the traffic coming from the user’s device, much like an ISP. Bluetooth beacons are used slightly differently. Mobile phones allow apps to access the Bluetooth interface with certain permissions. Third-party trackers in apps with Bluetooth permissions can automatically connect to Bluetooth beacons in the real world, and they can use those connections to gather fine-grained location data.
Thankfully, both iOS and Android devices now send obfuscated MAC addresses with probes by default. This prevents the first, passive style of tracking described above.
But phones aren’t the only devices with wireless capability. Laptops, e-readers, wireless headphones, and even cars are often outfitted with Bluetooth capability. Some of these devices don’t have the MAC randomization features that recent models of smartphones do, making them vulnerable to passive location tracking.
Furthermore, even devices with MAC randomization usually share static MAC addresses when they actually connect to a wireless hotspot or Bluetooth device. This heightens the risks of the second style of tracking described above, which occurs when the devices connect to public WiFi networks or local Bluetooth beacons.
Vehicle tracking and ALPRs
Automated license plate readers, or ALPRs, are cameras outfitted with the ability to detect and read license plates. They can also use other characteristics of cars, like make, model, color, and wear, in order to help identify them. ALPRs are often used by law enforcement, but many ALPR devices are owned by private companies. These companies collect vehicle data indiscriminately, and once they have it, they can re-sell it to whomever they want: local police, federal immigration enforcement agencies, private data aggregators, insurance companies, lenders, or bounty hunters.
Different companies gather license plate data from different sources, and sell it to different audiences. Digital Recognition Network, or DRN, sources its data from thousands of repossession agencies around the country, and sells data to insurance agencies, private investigators, and “asset recovery” companies. According to an investigation by Motherboard, the vast majority of individuals about whom DRN collects data are not suspected of a crime or behind on car payments. The start-up Flock Safety offers ALPR-powered “neighborhood watch” services. Concerned homeowners can install ALPRs on their property in order to record and share information about cars that drive through their neighborhood.
DRN is owned by VaaS International Holdings, a Fort Worth-based company that brands itself as “the preeminent provider of license plate recognition (‘LPR’) and facial recognition products and data solutions.” It also owns Vigilant Solutions, another private purveyor of ALPR technology. Vigilant’s clients include law enforcement agencies and private shopping centers. Vigilant pools data from thousands of sources around the country into a single database, which it calls “PlateSearch.” Scores of law enforcement agencies pay for access to PlateSearch. According to EFF’s research, approximately 99.5% of the license plates recorded by Vigilant are not connected to a public safety interest at the time they are scanned.
Cameras and machine vision aren’t the only technologies enabling vehicle tracking. Passive MAC address tracking can also be used to track vehicle movement. Phones inside of vehicles, and sometimes the vehicles themselves, broadcast probe requests including their MAC addresses. Wireless beacons placed strategically around roads can listen for those signals. One company, Libelium, sells a wireless beacon that is meant to be installed on streetlights in order to track nearby traffic.
Face recognition cameras
Face recognition has been deployed widely by law enforcement in some countries, including China and the UK. This has frightening implications: it allows mass logging of innocent people’s activities. In China, it has been used to monitor and control members of the Uighur minority community.
We’ve covered the civil liberties harms associated with law enforcement use of face recognition extensively in the past. But face recognition also has been deployed in a number of private industries. Airlines use face recognition to authenticate passengers before boarding. Concert venues and ticket sellers have used it to screen concert-goers. Retailers use face recognition to identify people who supposedly are greater risks for shoplifting, which is especially concerning considering that the underlying mugshot databases are riddled with unfair racial disparities, and the technology is more likely to misidentify people of color. Private security companies sell robots equipped with face recognition to monitor public spaces and help employers keep tabs on employees. And schools and even summer camps use it to keep tabs on kids.
Big tech companies have begun investing in facial recognition for payment processing, which would give them another way to link real-world activity to users’ online personas. Facebook has filed a patent on a system that would link faces to social media profiles in order to process payments. Also, Amazon’s brick-and-mortar “Go” stores rely on biometrics to track who enters and what they take in order to charge them accordingly.
In addition, many see facial recognition as a logical way to bring targeted advertising to the physical world. Face recognition cameras can be installed in stores, on billboards, and in malls to profile people’s behavior, build dossiers on their habits, and target messages at them. In January 2019, Walgreens began a pilot program using face recognition cameras installed on LED-screen fridge doors. The idea is that, instead of looking through a plate of glass to see the contents of a fridge, consumers can look at a screen which will display graphics indicating what’s inside. The camera can perform facial recognition on whoever is standing in front of the fridge, and the graphics can be dynamically changed to serve ads targeted to that person. Whether or not Walgreens ends up deploying this technology at a larger scale, this appears to be one direction retailers are heading.
Payment processors and financial technology
Financial technology, or “fintech,” is a blanket term for the burgeoning industry of finance-adjacent technology companies. Thousands of relatively new tech companies act as the technological glue between old-guard financial institutions and newer technologies, including tracking and surveillance. When they are regulated, fintech companies are often subject to less government oversight than traditional institutions like banks.
Payment processors are companies that accept payments on behalf of other businesses. As a result, they are privy to huge amounts of information about what businesses sell and what people buy. Since most financial transactions involve credit card numbers and names, it is easy for payment processors to tie the data they collect to real identities. Some of these companies are pure service providers, and don’t use data for any purposes other than moving money from one place to another. Others build profiles of consumers or businesses and then monetize that data. For example, Square is a company that makes credit card readers for small businesses. It also uses the information it collects to serve targeted ads from third parties and to underwrite loans through its Square Capital program.
Some fintech companies offer financial services directly to users, like Intuit, the company behind TurboTax and Mint. Others provide services to banks or businesses. In the fintech world, “data aggregators” act as intermediaries between banks and other services, like money management apps. In the process, data aggregators gain access to all the data that passes through their pipes, including account balances, outstanding debts, and credit card transactions for millions of people. In addition, aggregators often collect consumers’ usernames and passwords in order to extract data from their banks. Yodlee, one of the largest companies in the space, sells transaction data to hedge funds, which mine the information to inform stock market moves. Many users are unaware that their data is used for anything other than operating the apps they have signed up for.
Tracking and corporate power
Many of the companies that benefit most from data tracking have compelling ways to entice web developers, app creators, and store managers to install their tracking technology. Companies with monopolies or near-monopolies can use their market power to build tracking networks, monitor and inhibit smaller competitors, and exploit consumer privacy for their own economic advantage. Corporate power and corporate surveillance reinforce one another in several ways.
First, dominant companies like Google and Facebook can pressure publishers into installing their tracking code. Publishers rely on the world’s biggest social network and the world’s biggest search engine to drive traffic to their own sites. As a result, most publishers need to advertise on those platforms. And in order to track how effective their ads are, they have no choice but to install Google and Facebook’s conversion measurement code on their sites and apps. Google, Facebook, and Amazon also act as third-party ad networks, together controlling over two-thirds of the market. That means publishers who want to monetize their content have a hard time avoiding the big platforms’ ad tracking code.
Second, vertically integrated tech companies can gain control of both sides of the tracking market. Google administers the largest behavioral advertising system in the world, which it powers by collecting data from its Android phones and Chrome browser—the most popular mobile operating system and most popular web browser in the world. Compared to its peer operating systems and browsers, Google’s user software makes it easier for its trackers to collect data.
When the designers of the Web first described browsers, they called them “user agents:” pieces of software that would act on their users’ behalf on the Internet. But when a browser maker is also a company whose main source of revenue is behavioral advertising, the company’s interest in user privacy and control is pitted against the company’s interest in tracking. The company’s bottom line usually comes out on top.
Third, data can be used to profile not just people, but also competitor companies. The biggest data collectors don’t just know how we act, they also know more about the market—and their competitors—than anyone else. Google’s tracking tools monitor over 80% of traffic on the Web, which means it often knows as much about it’s competitors’ traffic as its competitors do (or more). Facebook (via third-party ads, analytics, conversion pixels, social widgets, and formerly its VPN app Onavo) also monitors the use and growth of websites, apps, and publishers large and small. Amazon already hosts a massive portion of the Internet in its Amazon Web Services computing cloud, and it is starting to build its own formidable third-party ad network. These giants use this information to identify nascent competitors, and then buy them out or clone their products before they become significant threats. According to confidential internal documents, Facebook used data about users’ app habits from Onavo, its VPN, to inform its acquisition of WhatsApp.
Fourth, as tech giants concentrate tracking power into their own hands, they can use access to data as an anticompetitive cudgel. Facebook was well aware that access to its APIs (and the detailed private data that entailed) were invaluable to other social companies. It has a documented history of granting or withholding access to user data in order to undermine its competition.
Furthermore, Google and Facebook have both begun adopting policies that restrict competitors’ access to their data without limiting what they collect themselves. For example, most of the large platforms now limit the third-party trackers on their own sites. In its own version of RTB, Google has recently begun restricting access to ad identifiers and other information that would allow competing ad networks to build user profiles. And following the Cambridge Analytica incident, Facebook started locking down access to third-party APIs, without meaningfully changing anything about the data that Facebook itself collects on users. On the one hand, restricting third-party access can have privacy benefits. On the other, kicking third-party developers and outside actors off Facebook’s and Google’s platform services can make competition problems worse, give incumbent giants sole power over the user data they have collected, and cement their privacy-harmful business practices. Instead of seeing competition and privacy as isolated concerns, empowering users requires addressing tous les deux to reduce large companies’ control over users’ data and attention.
Finally, big companies can acquire troves of data from other companies in mergers and acquisitions. Google Analytics began its life as the independent company Urchin, which Google purchased in 2005. In 2007, Google supercharged its third-party advertising networks by purchasing Doubleclick, then as now a leader in the behaviorally targeted ad market. In late 2019, it purchased the health data company Fitbit, merging years of step counts and exercise logs into its own vast database of users’ physical activity.
In its brief existence, Facebook has acquired 67 other companies. Amazon has acquired 91, and Google, 214—an average of over 10 per year. Many of the smaller firms that Facebook, Amazon, or Google have acquired had access to tremendous amounts of data and millions of active users. With each acquisition, those data sources are folded into the already-massive silos controlled by the tech giants. And thanks to network effects, the data becomes more valuable when it’s all under one roof. On its own, Doubleclick could assemble pseudonymous profiles of users’ browsing history. But as a part of Google, it can merge that data with real names, locations, cross-device activity, search histories, and social graphs.
Multi-billion dollar tech giants are not the only companies tracking us, nor are they the most irresponsible actors in the space. But the bigger they are, the more they know. And the more kinds of data a company has access to, the more powerful its profiles of users and competitors will be. In the new economy of personal information, the rich are only getting richer.
Part 3: Data sharing: Targeting, brokers, and real-time bidding
Where does the data go when it’s collected? Most trackers don’t collect every piece of information by themselves. Instead, companies work together, collecting data for themselves and sharing it with each other. Sometimes, companies with information about the same individual will combine it only briefly to determine which advertiser will serve which ad to that person. In other cases, companies base their entire business model on collecting and selling data about individuals they never interact with. In all cases, the type of data they collect and share can impact their target’s experience, whether by affecting the ads they’re exposed to or by determining which government databases they end up cataloged in. Moreover, the more a user’s data is spread around, the greater the risk that they will be affected by a harmful data breach. This section will explore how personal information gets shared and where it goes.
Real-time bidding
Real-time bidding is the system that publishers and advertisers use to serve targeted ads. The unit of sale in the Internet advertising world is the “impression.” Every time a person visits a web page with an ad, that person views an ad impression. Behind the scenes, an advertiser pays an ad network for the right to show you an ad, and the ad network pays the publisher of the web page where you saw the ad. But before that can happen, the publisher and the ad network have to decide lequel ad to show. To do so, they conduct a milliseconds-long auction, in which the auctioneer offers up a user’s personal information, and then software on dozens of corporate servers bid on the rights to that user’s attention. Data flows in one direction, and money flows in the other.
Such “real-time bidding” is quite complex, and the topic could use a whitepaper on its own. Luckily, there are tremendous, in-depth resources on the topic already. Dr. Johnny Ryan and Brave have written a series on the privacy impact of RTB. There is also a doctoral thesis on the privacy implications of the protocol. This section will give a brief overview of what the process looks like, much of which is based on Ryan’s work.

Supply-side platforms use cookies to identify a user, then distribute “bid requests” with information about the user to potential advertisers.
First, data flows from your browser to the ad networks, also known as “supply-side platforms” (SSPs). In this economy, your data and your attention are the “supply” that ad networks and SSPs are selling. Each SSP receives your identifying information, usually in the form of a cookie, and generates a “bid request” based on what it knows about your past behavior. Next, the SSP sends this bid request to each of the dozens of advertisers who have expressed interest in showing ads.

The `user` object in an OpenRTB bid request contains the information a particular supply-side platform knows about the subject of an impression, including one or more unique IDs, age, gender, location, and interests. Source: https://github.com/InteractiveAdvertisingBureau/AdCOM/blob/master/AdCOM%20v1.0%20FINAL.md#object–user-
The bid request contains information about your location, your interests, and your device, and includes your unique ID. The screenshot above shows the information included in an OpenRTB bid request.

After the auction is complete, winning bidders pay supply-side platforms, SSPs pay the publisher, and the publisher shows the user an ad. At this point, the winning advertiser can collect even more information from the user’s browser.
Finally, it’s the bidders’ turn. Using automated systems, the advertisers look at your info, decide whether they’d like to advertise to you and which ad they want to show, then respond to the SSP with a bid. The SSP determines who won the auction and displays the winner’s ad on the publisher’s web page.
All the information in the bid request is shared before any money changes hands. Advertisers who don’t win the auction still receive the user’s personal information. This enables “shadow bidding.” Certain companies may pretend to be interested in buying impressions, but intentionally bid to lose in each auction with the goal of collecting as much data as possible as cheaply as possible.
Furthermore, there are several layers of companies that participate in RTB between the SSP and the advertisers, and each layer of companies also vacuums up user information. SSPs interface with “ad exchanges,” which share data with “demand side platforms” (DSPs), which also share and purchase data from data brokers. Publishers work with SSPs to sell their ad space, advertisers work with DSPs to buy it, and ad exchanges connect buyers and sellers. You can read a breakdown of the difference between SSPs and DSPs, written for advertisers, here. Everyone involved in the process gets to collect behavioral data about the person who triggered the request.
During the bidding process, advertisers and the DSPs they work with can use third-party data brokers to augment their profiles of individual users. These data brokers, which refer to themselves innocuously as “data management platforms” (DMPs), sell data about individuals based on the identifiers and demographics included in a bid request. In other words, an advertiser can share a user ID with a data broker and receive that user’s behavioral profile in return.

Source: Zhang, W., Yuan, S., Wang, J., and Shen, X. (2014b). Real-time bidding benchmarking with iPinYou dataset. arXiv preprint arXiv:1407.7073.
The diagram above gives another look at the flow of information and money in a single RTB auction.
In summary: (1) a user’s visit to a page triggers an ad request from the page’s publisher to an ad exchange. This is our real-time bidding “auctioneer.” The ad exchange (2) requests bids from advertisers and the DSPs they work with, sending them information about the user in the process. The DSP then (3) augments the bid request data with more information from data brokers, or DMPs. Advertisers (4) respond with a bid for the ad space. After (5) a millisecond-long auction, the ad exchange (6) picks and notifiers the winning advertiser. The ad exchange (7) serves that ad to the user, complete with the tracking technology described above. The advertiser will (8) receive information about how the user interacted with the ad, e.g. how long they looked at it, what they clicked, if they purchased anything, etc. That data will feed back into the DSP’s information about that user and other users who share their characteristics, informing future RTB bids.
From the perspective of the user who visited the page, RTB causes two discrete sets of privacy invasions. First, before they visited the page, an array of companies tracked their personal information, both online and offline, and merged it all into a sophisticated profile about them. Then, during the RTB process, a different set of companies used that profile to decide how much to bid for the ad impression. Second, as a result of the user’s visit to the page, the RTB participants harvest additional information from the visiting user. That information is injected into the user’s old profile, to be used during subsequent RTBs triggered by their next page visits. Thus, RTB is both a cause of tracking and a means of tracking.
RTB on the web: cookie syncing
Cookie syncing is a method that web trackers use to link cookies with one another and combine the data one company has about a user with data that other companies might have.
Mechanically, it’s very simple. One tracking domain triggers a request to another tracker. In the request, the first tracker sends a copy of its own tracking cookie. The second tracker gets both its own cookie and the cookie from the first tracker. This allows it to “compare notes” with the other tracker while building up its profile of the user.
Cookie sharing is commonly used as a part of RTB. In a bid request, the SSP shares its posséder cookie ID with all of the potential bidders. Without syncing, the demand side platforms might have their own profiles about users linked to their own cookie IDs. A DSP might not know that the user “abc” from Doubleclick (Google’s ad network) is the same as its own user “xyz”. Cookie syncing lets them be sure. As part of the bidding process, SSPs commonly trigger cookie-sync requests to many DSPs at a time. That way, the next time that SSP sends out a bid request, the DSPs who will be bidding can use their own behavioral profiles about the user to decide how to bid.

Cookie syncing. An invisible ‘pixel’ element on the page triggers a request to an ad exchange or SSP, which redirects the user to a DSP. The redirect URL contains information about the SSP’s cookie that lets the DSP link it to its own identifier. A single SSP may trigger cookie syncs to many different DSPs at a time.
RTB in mobile apps
RTB was created for the Web, but it works just as well for ads in mobile apps. Instead of cookies, trackers use ad IDs. The ad IDs baked into iOS and Android make trackers’ jobs easier. On the web, each advertiser has its own cookie ID, and demand-side platforms need to sync data with DMPs and with each other in order to tie their data to a specific user.
But on mobile devices, each user has a single, universal ad ID that is accessible from every app. That means that the syncing procedures described above on the web are not necessary on mobile; advertisers can use ad IDs to confirm identity, share data, and build more detailed profiles upon which to base bids.
Group targeting and look-alike audiences
Sometimes, large platforms do not disclose their data; rather, they lease out temporary access to their data-powered tools. Facebook, Google, and Twitter all allow advertisers to target categories of people with ads. For example, Facebook lets advertisers target users with certain “interests” or “affinities.”
The companies do not show advertisers the actual identities of individuals their campaigns target. If you start a Facebook campaign targeting “people interested in Roller Derby in San Diego,” you can’t see a list of names right away. However, this kind of targeting does allow advertisers to reach out directly to roller derby-going San Diegans and direct them to an outside website or app. When targeted users click on an ad, they are directed off of Facebook and to the advertiser’s domain. At this point, the advertiser knows they came from Facebook and that they are part of the targeted demographic. Once users have landed on the third-party site, the advertiser can use data exchange services to match them with behavioral profiles or even real-world identities.
In addition, Facebook allows advertisers to build “look-alike audiences” based on other groups of people. For example, suppose you’re a payday loan company with a website. You can install an invisible Facebook pixel on a page that your debtors visit, make a list of people who visit that page, and then ask Facebook to create a “look-alike” audience of people who Facebook thinks are “similar” to the ones on your list. You can then target those people with ads on Facebook, directing them back to your website, where you can use cookies and data exchanges to identify who they are.
These “look-alike” features are black boxes. Without the ability to audit or study them, it’s impossible to know what kinds of data they use and what kinds of information about users they might expose. We urge advertisers to disclose more information about them and to allow independent testing.
Data brokers
Data brokers are companies that collect, aggregate, process, and sell data. They operate out of sight from regular users, but in the center of the data-sharing economy. Often, data brokers have no direct relationships with users at all, and the people about whom they sell data may not be aware they exist. Data brokers purchase information from a variety of smaller companies, including retailers, financial technology companies, medical research companies, online advertisers, cellular providers, Internet of Things device manufacturers, and local governments. They then sell data or data-powered services to advertisers, real estate agents, market research companies, colleges, governments, private bounty hunters, and other data brokers.
This is another topic that is far too broad to cover here, and others have written in depth about the data-selling ecosystem. Cracked Labs’ report on corporate surveillance is both accessible and in-depth. Pam Dixon of the World Privacy Forum has also done excellent research into data brokers, including a report from 2014 and testimony before the Senate in 2015 and 2019.
The term “data broker” is broad. It includes “mom and pop” marketing firms that assemble and sell curated lists of phone numbers or emails, and behemoths like Oracle that ingest data from thousands of different streams and offer data-based services to other businesses.
Some brokers sell raw streams of information. This includes data about retail purchase behavior, data from Internet of Things devices, and data from connected cars. Others act as clearinghouses between buyers and sellers of all kinds of data. For example, Narrative promises to help sellers “unlock the value of [their] data” and help buyers “access the data [they] need.” Dawex describes itself as “a global data marketplace where you can meet, sell and buy data directly.”
Another class of companies act as middlemen or “aggregators,” licensing raw data from several different sources, processing it, and repackaging it as a specific service for other businesses. For example, major phone carriers sold access to location data to aggregators called Zumigo and Microbilt, which in turn sold access to a broad array of other companies, with the resulting market ultimately reaching down to bail bondsmen and bounty hunters (and an undercover reporter). EFF is now suing AT&T for selling this data without users’ consent and for misleading the public about its privacy practices.
Many of the largest data brokers don’t sell the raw data they collect. Instead, they collect and consume data from thousands of different sources, then use it to assemble their own profiles and draw inferences about individuals. Oracle, one of the world’s largest data brokers, owns Bluekai, one of the largest third-party trackers on the web. Credit reporting agencies, including Equifax and Experian, are also particularly active here. While the U.S. Fair Credit Reporting Act governs how credit raters can share specific types of data, it doesn’t prevent credit agencies from selling most of the information that trackers collect today, including transaction information and browsing history. Many of these companies advertise their ability to derive psychographics, which are “innate” characteristics that describe user behavior. For example, Experian classifies people into financial categories like “Credit Hungry Card Switcher,” “Disciplined, Passive Borrower,” and “Insecure Debt Dependent,” and claims to cover 95% of the U.S. population. Cambridge Analytica infamously used data about Facebook likes to derive “OCEAN scores”—ratings for openness, conscientiousness, extraversion, agreeableness, and neuroticism—about millions of voters, then sold that data to political campaigns.
Finally, many brokers use their internal profiles to offer “identity resolution” or “enrichment” services to others. If a business has one identifier, like a cookie or email address, it can pay a data broker to “enrich” that data and learn other information about the person. It can also link data tied to one identifier (like a cookie) to data from another (like a mobile ad ID). In the real-time bidding world, these services are known as “data management platforms.” Real-time bidders can use these kinds of services to learn who a particular user is and what their interests are, based only on the ID included with the bid request.
For years, data brokers have operated out of sight and out of mind of the general public. But we may be approaching a turning point. In 2018, Vermont passed the nation’s first law requiring companies that buy and sell third-party data to register with the secretary of state. As a result, we now have access to a list of over 120 data brokers and information about their business models. Furthermore, when the California Consumer Privacy Act goes into effect in 2020, consumers will have the right to access the personal information that brokers have about them for free, and to opt out of having their data sold.
Data consumers
So far, this paper has discussed how data is collected, shared, and sold. But where does it end up? Who are the consumers of personal data, and what do they do with it?
Targeted advertising
By far the biggest, most visible, and most ubiquitous data consumers are targeted advertisers. Targeted advertising allows advertisers to reach users based on demographics, psychographics, and other traits. Behavioral advertising is a subset of targeted advertising that leverages data about users’ past behavior in order to personalized ads.
The biggest data collectors are also the biggest targeted advertisers. Together, Google and Facebook control almost 60% of the digital ad market in the U.S., and they use their respective troves of data in order to do so. Google, Facebook, Amazon, and Twitter offer end-to-end targeting services where advertisers can target high-level categories of users, and the advertisers don’t need to have access to any data themselves. Facebook lets advertisers target users based on location; demographics like age, gender, education, and income; and interests like hobbies, music genres, celebrities, and political leaning. Some of the “interests” Facebook uses are based on what users have “liked” or commented on, and others are derived based on Facebook’s third-party tracking. While Facebook uses its data to match advertisers to target audiences, Facebook does not share its data with those advertisers.
Real-time bidding (RTB) involves more data sharing, and there are a vast array of smaller companies involved in different levels of the process. The big tech companies offer services in this space as well: Google's Doubleclick Bid Manager and Amazon DSP are both RTB demand-side platforms. In RTB, identifiers are shared so that the advertisers themselves (or their agents) can decide whether they want to reach each individual and what ad they want to show. In the RTB ecosystem, advertisers collect their own data about how users behave, and they may use in-house machine learning models in order to predict which users are most likely to engage with their ads or buy their products.
Some advertisers want to reach users on Facebook or Google, but don’t want to use the big companies’ proprietary targeting techniques. Instead, they can buy lists of contact information from data brokers, then upload those lists directly to Facebook or Google, who will reach those users across all of their platforms. This system undermines big companies’ efforts to rein in discriminatory or otherwise malicious targeting. Targeting platforms like Google and Facebook do not allow advertisers to target users of particular ethnicities with ads for jobs, housing, or credit. However, advertisers can buy demographic information about individuals from data brokers, upload a list of names who happen to be from the same racial group, and have the platform target those people directly. Both Google and Facebook forbid the use of “sensitive information” to target people with contact lists, but it’s unclear how they enforce these policies.
Political campaigns and interest groups
Companies aren’t the only entities that try to benefit from data collection and targeted advertising. Cambridge Analytica used ill-gotten personal data to estimate “psychographics” for millions of potential voters, then used that data to help political campaigns. In 2018, the group CatholicVote used cell-phone location data to determine who had been inside a Catholic church, then targeted them with “get out the vote” ads. Anti-abortion groups used similar geo-fencing technology to target ads to women while they were at abortion clinics..
And those incidents are not isolated. Some non-profits that rely on donations buy data to help narrow in on potential donors. Many politicians around the country have used open voter registration data to target voters. The Democratic National Committee is reportedly investing heavily in its “data warehouse” ahead of the 2020 election. And Deep Root Analytics, a consulting firm for the Republican party, was the source of the largest breach of US voter data in history; it had been collecting names, registration details, and “modeled” ethnicity and religion data about nearly 200 million Americans.
Debt collectors, bounty hunters, and fraud investigators
Debt collectors, bounty hunters, and repossession agencies all purchase and use location data from a number of sources. EFF is suing AT&T for its role in selling location data to aggregators, which enabled a secondary market that allowed access by bounty hunters. However, phone carriers aren’t the only source of that data. The bail bond company Captira sold location data gathered from cell phones and ALPRs to bounty hunters for as little as $7.50. And thousands of apps collect “consensual” location data using GPS permissions, then sell that data to downstream aggregators. This data can be used to locate fugitives, debtors, and those who have not kept up with car payments. And as investigations have shown, it can also be purchased—and abused—by nearly anyone.
Cities, law enforcement, intelligence agencies
The public sector also purchases data from the private sector for all manner of applications. For example, U.S. Immigration and Customs Enforcement bought ALPR data from Vigilant to help locate people the agency intends to deport. Government agencies contract with data brokers for myriad tasks, from determining eligibility for human services to tax collection, according to the League of California Cities, in a letter seeking an exception from that state’s consumer data privacy law for contracts between government agencies and data brokers. Advocates have long decried these arrangements between government agencies and private data brokers as a threat to consumer data privacy, as well as an end-run around legal limits on governments’ own databases. And of course, national security surveillance often rests on the data mining of private companies’ reservoirs of consumer data. For example, as part of the PRISM program revealed by Edward Snowden, the NSA collected personal data directly from Google, YouTube, Facebook, and Yahoo.
Part 4: Fighting back
You might want to resist tracking to avoid being targeted by invasive or manipulative ads. You might be unhappy that your private information is being bartered and sold behind your back. You might be concerned that someone who wishes you harm can access your location through a third-party data broker. Perhaps you fear that data collected by corporations will end up in the hands of police and intelligence agencies. Or third-party tracking might just be a persistent nuisance that gives you a vague sense of unease.
But the unfortunate reality is that tracking is hard to avoid. With thousands of independent actors using hundreds of different techniques, corporate surveillance is widespread and well-funded. While there’s no switch to flip that can prevent every method of tracking, there’s still a lot that you can do to take back your privacy. This section will go over some of the ways that privacy-conscious users can avoid and disrupt third-party tracking.
Each person should decide for themselves how much effort they’re willing to put into protecting their privacy. Small changes can seriously cut back on the amount of data that trackers can collect and share, like installing EFF’s tracker-blocker extension Privacy Badger in your browser and changing settings on a phone. Bigger changes, like uninstalling third-party apps and using Tor, can offer stronger privacy guarantees at the cost of time, convenience, and sometimes money. Stronger measures may be worth it for users who have serious concerns.
Finally, keep in mind that none of this is your fault. Privacy shouldn’t be a matter of personal responsibility. It’s not your job to obsess over the latest technologies that can secretly monitor you, and you shouldn’t have to read through a quarter million words of privacy-policy legalese to understand how your phone shares data. Privacy should be a right, not a privilege for the well-educated and those flush with spare time. Everyone deserves to live in a world—online and offline—that respects their privacy.
In a better world, the companies that we choose to share our data with would earn our trust, and everyone else would mind their own business. That’s why EFF files lawsuits to compel companies to respect consumers’ data privacy, and why we support legislation that would make privacy the law of the land. With the help of our members and supporters, we are making progress, but changing corporate surveillance policies is a long and winding path. So for now, let’s talk about how you can fight back.
On the web
There are several ways to limit your exposure to tracking on the Web. First, your choice of browser matters. Certain browser developers take more seriously their software’s role as a “user agent” acting on your behalf. Apple’s Safari takes active measures against the most common forms of tracking, including third-party cookies, first-to-third party cookie sharing, and fingerprinting. Mozilla’s Firefox blocks third-party cookies from known trackers by default, and Firefox’s Private Browsing mode will block requests to trackers altogether.
Browser extensions like EFF’s Privacy Badger and uBlock Origin offer another layer of protection. In particular, Privacy Badger learns to block trackers using heuristics, which means it might catch new or uncommon trackers that static, list-based blockers miss. This makes Privacy Badger a good supplement to the built-in protections offered by Firefox, which rely on the Disconnect list. And while Google Chrome does not block any tracking behavior by default, installing Privacy Badger or another tracker-blocking extension in Chrome will allow you to use it with relatively little exposure to tracking. (However, planned changes in Chrome will likely affect the security and privacy tools that many use to block tracking.)

Browser extensions like EFF’s Privacy Badger offer a layer of protection against third-party tracking on the web. Privacy Badger learns to block trackers using heuristics, which means it might catch new or uncommon trackers that static, list-based blockers miss.
No tracker blocker is perfect. All tracker blockers must make exceptions for companies that serve legitimate content. Privacy Badger, for example, maintains a list of domains which are known to perform tracking behaviors as well as serving content that is necessary for many sites to function, such as content delivery networks and video hosts. Privacy Badger restricts those domains’ ability to track by blocking cookies and access to local storage, but dedicated trackers can still access IP addresses, TLS state, and some kinds of fingerprintable data.
If you’d like to go the extra mile and are comfortable with tinkering, you can install a network-level filter in your home. Pi-hole filters all traffic on a local network at the DNS level. It acts as a personal DNS server, rejecting requests to domains which are known to host trackers. Pi-hole blocks tracking requests coming from devices which are otherwise difficult to configure, like smart TVs, game consoles, and Internet of Things products.
For people who want to reduce their exposure as much as possible, Tor Browser is the gold standard for privacy. Tor uses an onion routing service to totally mask its users’ IP addresses. It takes aggressive steps to reduce fingerprinting, like blocking access to the HTML canvas by default. It completely rejects TLS session tickets and clears cookies at the end of each session.
Unfortunately, browsing the web with Tor in 2019 is not for everyone. It significantly slows down traffic, so pages take much longer to load, and streaming video or other real-time content is very difficult. Worse, much of the modern web relies on invisible CAPTCHAs that block or throttle traffic from sources deemed “suspicious.” Traffic from Tor is frequently classified as high-risk, so doing something as simple as a Google search with Tor can trigger CAPTCHA tests. And since Tor is a public network which attackers also use, some websites will block Tor visitors altogether.
On mobile phones
Blocking trackers on mobile devices is more complicated. There isn’t one solution, like a browser or an extension, that can cover many bases. And unfortunately, it’s simply not possible to control certain kinds of tracking on certain devices.
The first line of defense against tracking is your device’s settings.
Both iOS and Android let users view and control the permissions that each app has access to. You should check the permissions that your apps have, and remove the permissions that aren’t needed. While you are at it, you might simply remove the apps you are not using. In addition to per-app settings, you can change global settings that affect how your device collects and shares particularly sensitive information, like location. You can also control how apps are allowed to access the Internet when they are not in use, which can prevent passive tracking.
Both operating systems also have options to reset your device’s ad ID in different ways. On iOS, you can remove the ad ID entirely by setting it to a string of zeros. (Here are some other ways to block ad tracking on iOS.) On Android, you can manually reset it. This is equivalent to clearing your cookies, but not blocking new ones: it won’t disable tracking entirely, but will make it more difficult for trackers to build a unified profile about you.
Android also has a setting to “opt out of interest-based ads.” This sends a signal to apps that the user does not want to have their data used for targeted ads, but it doesn’t actually stop the apps from doing so by means of the ad ID. Indeed, recent research found that tens of thousands of apps simply ignore the signal.
On iOS, there are a handful of apps that can filter tracking activity from other apps. On Android, it’s not so easy. Google bans ad- and tracker-blockers from its app store, the Play Store, so it has no officially vetted apps of this kind. It’s possible to “side-load” blockers from outside of the Play Store, but this can be very risky. Make sure you only install apps from publishers you trust, preferably with open source code.
You should also think about the networks your devices are communicating with. It is best to avoid connecting to unfamiliar public WiFi networks. If you do, the “free” WiFi probably comes at the cost of your data.
Wireless beacons are also trying to collect information from your device. They can only collect identifying information if your devices are broadcasting their hardware MAC addresses. Both iOS and Android now randomize these MAC addresses by default, but other kinds of devices may not. Your e-reader, smart watch, or car may be broadcasting probe requests that trackers can use to derive location data. To prevent this, you can usually turn off WiFi and Bluetooth or set your device to “airplane mode.” (This is also a good way to save battery!)
Finally, if you really need to be anonymous, using a “burner phone” can help you control tracking associated with inherent hardware identifiers.
IRL
In the real world, opting out isn’t so simple.
As we’ve described, there are many ways to modify the way your devices work to prevent them from working against you. But it’s almost impossible to avoid tracking by face recognition cameras and automatic license plate readers. Sure, you can paint your face to disrupt face recognition algorithms, you can choose not to own a car to stay out of ALPR companies’ databases, and you can use cash or virtual credit cards to stop payment processors from profiling you. But these options aren’t realistic for most people most of the time, and it’s not feasible for anyone to avoid all the tracking that they’re exposed to.
Knowledge is, however, half the battle. For now, face recognition cameras are most likely to identify you in specific locations, like airports, during international travel. ALPR cameras are much more pervasive and harder to avoid, but if absolutely necessary, it is possible to use public transit or other transportation methods to limit how often your vehicle is tracked.
In the legislature
Some jurisdictions have laws to protect users from tracking. The General Data Protection Regulation (GDPR) in the European Union gives those it covers the right to access and delete information that’s been collected about them. It also requires companies to have a legitimate reason to use data, which could come from a “legitimate interest” or opt-in consent. The GDPR is far from perfect, and its effectiveness will depend on how regulators and courts implement it in the years to come. But it gives meaningful rights to users and prescribes real consequences for companies who violate them.
In the U.S., a smattering of state and federal laws offer specific protections to some. Vermont’s data privacy law brings transparency to data brokers. The Illinois Biometric Information Protection Act (BIPA) requires companies to get consent from users before collecting or sharing biometric identifiers. In 2020, the California Consumer Privacy Act (CCPA) will take effect, giving users there the right to access their personal information, delete it, and opt out of its sale. Some communities have passed legislation to limit government use of face recognition, and more plan to pass it soon.
At the federal level, some information in some circumstances is protected by laws like HIPAA, FERPA, COPPA, the Video Privacy Protection Act, and a handful of financial data privacy laws. However, these sector-specific federal statutes apply only to specific types information about specific types of people when held by specific businesses. They have many gaps, which are exploited by trackers, advertisers, and data brokers.
To make a long story very short, most third-party data collection in the U.S. is unregulated. That’s why EFF advocates for new laws to protect user privacy. People should have the right to know what personal information is collected about them and what is done with it. We should be free from corporate processing of our data unless we give our informed opt-in consent. Companies shouldn’t be able to charge extra or degrade service when users choose to exercise their privacy rights. They should be held accountable when they misuse or mishandle our data. And people should have the right to take companies to court when their privacy is violated.
The first step is to break the one-way mirror. We need to shed light on the tangled network of trackers that lurk in the shadows behind the glass. In the sunlight, these systems of commercial surveillance are exposed for what they are: Orwellian, but not omniscient; entrenched, but not inevitable. Once we, the users, understand what we're up against, we can fight back.
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